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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-11 |
| TX | RA | APPROVED | 2024-03-11 |
Branch Locations
500 N Franklin Tpke 3Rd Floor, Suite 322, Ramsey, NJ 07446 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer Funds | New York City | NY | 11/2015 | 03/2024 |
| Invesco Distributors, Inc. | Houston | TX | 05/2019 | 03/2024 |
| Ramapo Wealth Advisors | Ramsey | NJ | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Ramsey | NJ | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Ramsey | NJ | 03/2024 | Present |
1) Name of outside activity: N/A; Nature of business: Renting out personal residential real estate; City, State: Jersey City, NJ; Position/Title: Owner; List of Duties: Manage property rental; Start date: 08/07/2019; 0-2 Hrs/Mo devoted to this activity; 0 Hrs/Mo devoted to this activity during trading hours; Not investment related. 2) Name of outside activity: N/A; Nature of business: Renting out personal residential real estate; City, State: Union City, NJ; Position/Title: Owner; List of Duties: Manage property rental; Start Date: 12/28/2021; 2Hrs/Mo devoted to this activity; 0 Hrs/Mo devoted to this activity during trading hours; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-10 |
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