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Stuart Scott Cooper

LPl Financial LLC

Mt Morris, IL

Waukegan, IL

Gurnee, IL

Waukegan, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-18
  • IL RA
    APPROVED
    Since 2022-05-18

Branch Locations

4 E Main St, Mt Morris, IL 61054 • United States

3737 N Lewis Ave, Waukegan, IL 60087 • United States

4946 Grand Ave, Gurnee, IL 60031 • United States

2750 Washington St, Waukegan, IL 60085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 08/2013 05/2022
Cuna Brokerage Services, Inc. Waverly IA 08/2013 05/2022
Lpl Financial Llc Gurnee IL 05/2022 Present
  • 08/2013 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 08/2013 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Gurnee, IL
Previous Registrations
  • 2013-09-10 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Calumet City, IL
    Waukegan, IL
    Gurnee, IL
    Waukegan, IL
    Gurnee, IL
    Northbrook, IL
Other Businesses

1. 05-18-2022-Consumers Financial Group- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-06
S63 Uniform Securities Agent State Law Examination 2004-05-27
  • S66 Uniform Combined State Law Examination
    2013-09-06
  • S63 Uniform Securities Agent State Law Examination
    2004-05-27
Other Names
  • Stuart S Cooper

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · OREGON, IL
EDWARD JONES · OREGON, IL
DAHL FINANCIAL SERVICES, INC. · POLO, IL
LPL FINANCIAL LLC · BYRON, IL
EDWARD JONES · BYRON, IL
BFC PLANNING, INC. · DIXON, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Dixon, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Dixon, IL

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