Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-28 |
| WI | RA | APPROVED | 2023-04-28 |
Branch Locations
W156N11150 Pilgrim Rd, Germantown, WI 53022 • United States
Germantown, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Mequon | WI | 12/2016 | 12/2017 |
| U.S. Bancorp Investments, Inc. | Mequon | WI | 12/2016 | 12/2017 |
| Kroll | Nashville | TN | 08/2016 | 12/2016 |
| Bmo Harris Financial Advisors, Inc. | Milwaukee | WI | 12/2017 | 03/2021 |
| Lpl Financial Llc | Brookfield | WI | 03/2021 | 09/2021 |
| Morgan Stanley | Waukesha | NY | 09/2021 | 03/2023 |
| Bmo Harris Bank | Germantown | WI | 04/2023 | Present |
| Lpl Financial Llc | Germantown | WI | 04/2023 | Present |
1) 04/2023 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-15 |
Reach out to this advisor