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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-04-08 |
| TX | RA | APPROVED | 2024-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Conshohocken | PA | 10/2012 | 04/2024 |
| Stifel, Nicolaus & Company, Incorporated | West Chester | PA | 04/2024 | Present |
1. rental vacation property; 1300 Ocean Ave North Wildwood NJ 08260; manage property; 04/29/2003; 5.00hrs/year; Not during securities trading hours;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-17 |
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