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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-02 |
| VT | RA | APPROVED | 2020-11-19 |
| TX | RA | APPROVED | 2005-09-12 |
| CT | RA | APPROVED | 2002-06-03 |
Branch Locations
157 Church St, New Haven, CT 06510 • United States
Naples, FL • United States
North Haven, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 11/1999 | Present |
| Bank Of America, N.A. | New Haven | CT | 07/2011 | Present |
I*1758283 Entity Type: For Profit Name of OBA: Bobcat Blitz Sports Collective, LLC Address:North Haven, CT Investment Related:No Position, Title, Association:Board Member Start Date:04/01/2024 No Hours: Monthly No Hours during trading:0 Duties:Organization will support QU Athletics. I will be a Board Member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-15 |
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