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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-23 |
Branch Locations
999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States
Naples, FL • United States
400 Interpace Parkway, Building C 2Nd Floor, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-28 |
| FL | RA | APPROVED | 2018-05-22 |
Branch Locations
999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States
400 Interpace Parkway, Building C 2Nd Floor, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 01/2009 | 04/2018 |
| Signet Financial Management, Llc | Naples | FL | 05/2018 | Present |
| Summit Financial, Llc | Parsippany | FL | 01/2026 | Present |
(1) Signet Financial Management of SWFL, LLC; Investment-related; 4851 Tamiami Trail North, Suite 200, Naples, FL 34103; Signet Financial Management of SWFL, LLC is a limited liability company and a d/b/a of Signet Financial Management, LLC; Investment Advisor Representative; 05/2018; 160 hours per month; 160 hours during securities trading hours; Perform investment advisory services for clients. (2) Skywalker Applications, LLC: Not-investment related; Address: 2220 Logan Blvd. N Ste 806, #3000, Naples FL 34119; Nature of Business: Mobile Phone Applications; Position: Owner; Duties: App Development - Mobile Application called TKD Tracker - designed to help participants in the ATA Taekwondo community track tournament results, videos, and seasonal progress. Hours devoted to this outside activity: 30-40 hours per month, 0 hours during securities trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-26 |
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