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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-23
  • FL RA
    APPROVED
    Since 2026-01-23

Branch Locations

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States

Naples, FL • United States

Signet Financial Management, Llc

400 Interpace Parkway, Building C 2Nd Floor, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-28
FL RA APPROVED 2018-05-22
  • TX RA
    APPROVED_RES
    Since 2023-11-28
  • FL RA
    APPROVED
    Since 2018-05-22

Branch Locations

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States

400 Interpace Parkway, Building C 2Nd Floor, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 01/2009 04/2018
Signet Financial Management, Llc Naples FL 05/2018 Present
Summit Financial, Llc Parsippany FL 01/2026 Present
Previous Registrations
  • 2012-12-07 → 2018-04-19
    Td Ameritrade, Inc.
    Draper, UT
    Naples, FL
  • 2012-12-05 → 2018-04-19
    Td Ameritrade Investment Management, Llc
    Naples, FL
    Naples, FL
Other Businesses

(1) Signet Financial Management of SWFL, LLC; Investment-related; 4851 Tamiami Trail North, Suite 200, Naples, FL 34103; Signet Financial Management of SWFL, LLC is a limited liability company and a d/b/a of Signet Financial Management, LLC; Investment Advisor Representative; 05/2018; 160 hours per month; 160 hours during securities trading hours; Perform investment advisory services for clients. (2) Skywalker Applications, LLC: Not-investment related; Address: 2220 Logan Blvd. N Ste 806, #3000, Naples FL 34119; Nature of Business: Mobile Phone Applications; Position: Owner; Duties: App Development - Mobile Application called TKD Tracker - designed to help participants in the ATA Taekwondo community track tournament results, videos, and seasonal progress. Hours devoted to this outside activity: 30-40 hours per month, 0 hours during securities trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-26
  • S66 Uniform Combined State Law Examination
    2012-11-26
Other Names
  • Chris Berte

View on SEC IAPD

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