John Santini

Current Employers

Employment History

• 03/2017 → 09/2019
  Mml Investors Services, Llc
  Elmsford, NY
• 07/2016 → 09/2019
  Massachusetts Mutual Life Insurance Company
  Elmsford, NY
• 09/2019 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stamford, CT
• 10/2019 → 09/2022
  Bank Of America, N.A.
  Stamford, CT
• 09/2022 → Present
  Ethos Financial Group
  King Of Prussia, PA
• 10/2022 → Present
  Innovation Partners Llc
  Charlotte, NC

Previous Registrations

• 2019-09-20 → 2022-09-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stamford, CT
• 2019-04-04 → 2019-10-01
  Mml Investors Services, Llc
  Elmsford, NY

Other Businesses

1)Name: John Santini Inv rel: Y Add:565 Taxter Road Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: Sales No. HR/MO: 4 No. HR/MO during sec trading: 4 Describe duties: Individual Life, Property Casualty Health Group Life Group Health ** Ethos Financial Group, Senior Advisor managing investments for clients, 40 hrs. per week, fee based, outside RIA

Exams

• S66 Uniform Combined State Law Examination
  2019-07-01
• S63 Uniform Securities Agent State Law Examination
  2013-03-29

Other Names

• John D Sparisci
• John Sparisci
• John Santini
• John Dominic Santini