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Devon Maxwell Nick

Beacon Pointe Advisors, LLC

Pasadena, CA

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-28
  • CA RA
    APPROVED
    Since 2024-10-28

Branch Locations

123 South Marengo Ave, Ste 200, Pasadena, CA 91101 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottsdale AZ 09/2013 07/2017
Awm Capital, Llc Phoenix AZ 03/2017 11/2022
Bridge Advisory Llc Pasadena CA 01/2014 09/2024
Beacon Pointe Advisors Pasadena CA 10/2024 Present
  • 09/2013 → 07/2017
    United Planners' Financial Services
    Scottsdale, AZ
  • 03/2017 → 11/2022
    Awm Capital, Llc
    Phoenix, AZ
  • 01/2014 → 09/2024
    Bridge Advisory Llc
    Pasadena, CA
  • 10/2024 → Present
    Beacon Pointe Advisors
    Pasadena, CA
Previous Registrations
  • 2014-01-27 → 2024-10-31
    Bridge Advisory Llc
    Pasadena, CA
  • 2021-07-07 → 2022-02-10
    Awm Capital, Llc
    Pasadena, CA
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2014-01-24

View on SEC IAPD

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