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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-19
MN RA APPROVED 2016-08-22
  • FL RA
    APPROVED
    Since 2024-08-19
  • MN RA
    APPROVED
    Since 2016-08-22

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Winter Garden, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Winter Garden FL 08/2016 Present
Lpl Financial, Llc Plymouth MN 07/2016 11/2023
Wealth Enhancement Brokerage Services Winter Garden FL 08/2016 Present
Wealth Enhancement Advisory Services Winter Garden FL 08/2016 Present
  • 08/2016 → Present
    Wealth Enhancement Group
    Winter Garden, FL
  • 07/2016 → 11/2023
    Plymouth, MN
  • 08/2016 → Present
    Wealth Enhancement Brokerage Services
    Winter Garden, FL
  • 08/2016 → Present
    Wealth Enhancement Advisory Services
    Winter Garden, FL
Previous Registrations
Other Businesses

1. 03/27/2019 - No business name - Investment related - At reported business location(s) - Tax Prep/Accounting/CPA - Start date:03/08/2019 - 1 hr/mo - 1 hr during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2012-12-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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