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John David Shubert

Charles Schwab & Co., Inc.

Grand Rapids, MI

CRD 6129455

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-05-13
  • MI RA
    APPROVED
    Since 2022-05-13

Branch Locations

4300 Cascade Road Se Suite 101, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Grand Rapids MI 04/2015 10/2018
Cuso Financial Services, Lp Grand Rapids MI 11/2018 04/2022
Charles Schwab & Co., Inc. Grand Rapids MI 05/2022 Present
Charles Schwab Bank, Ssb Grand Rapids MI 05/2022 Present
  • 04/2015 → 10/2018
    Waddell & Reed Inc
    Grand Rapids, MI
  • 11/2018 → 04/2022
    Cuso Financial Services, Lp
    Grand Rapids, MI
  • 05/2022 → Present
    Charles Schwab & Co., Inc.
    Grand Rapids, MI
  • 05/2022 → Present
    Charles Schwab Bank, Ssb
    Grand Rapids, MI
Previous Registrations
  • 2018-11-12 → 2022-04-28
    Cuso Financial Services, L.P.
    Grand Rapids, MI
    Grandville, MI
    Caledonia, MI
    Grand Rapids, MI
    Grand Rapids, MI
  • 2015-05-05 → 2018-11-06
    Waddell & Reed
    Grand Rapids, MI
    Hamden, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-04
S63 Uniform Securities Agent State Law Examination 2013-01-21
  • S65 Uniform Investment Adviser Law Examination
    2015-05-04
  • S63 Uniform Securities Agent State Law Examination
    2013-01-21
Other Names
  • John D Shubert
  • John David Shubert

View on SEC IAPD

Nearby Firms

J. W. COLE ADVISORS, INC.
CREATIVEONE WEALTH, LLC
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Nearby Investors

LEONARD MARTIN RHOADES
PAUL JACOB KITZROW
JEFFREY KEITH STUKEY

Nearby Offices

J. W. COLE ADVISORS, INC. · Grand Rapids, MI
CREATIVEONE WEALTH, LLC · Grand Rapids, MI
AI ALPHA LLC · GRAND RAPIDS, MI

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