Jerod Jeffrey Ewing

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 01/2017
  Scottrade, Inc.
  Westminster, CO
• 01/2017 → 11/2020
  Tiaa
  Denver, CO
• 01/2017 → 07/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 09/2019 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 02/2014 → 01/2017
  Scottrade Investment Management
  Westminster, CO
• 01/2021 → 06/2025
  Lpl Financial, Llc
  Plymouth, MN
• 01/2021 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 01/2021 → Present
  Wealth Enhancement Brokerage Services
  Plymouth, MN
• 01/2021 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN

Previous Registrations

• 2019-09-19 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 2017-02-01 → 2018-07-25
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 2016-02-10 → 2017-01-30
  Scottrade Investment Management
  Saint Louis, MO
  Westminster, CO

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1-11-2021 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-10
• S63 Uniform Securities Agent State Law Examination
  2015-06-06

Other Names

• Jerod Ewing
• Jerod Jeffrey Ewing