Anuj Dave Grover

Employer firm

Lake Street CRD 296761

$1.16B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• ERISA SECTION 3(21) CO-FIDUCIARY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Chicago, IL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Chicago, IL

Previous Registrations

• 2013-12-06 → 2021-08-25
  Wells Fargo Clearing Services, Llc
  Chicago, IL

Other Businesses

ADG III LP; INVESTMENT RELATED; CHICAGO, IL; 52% OWNERSHIP; HOLDING COMPANY; START 8/2013; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. BALA VENTURES LLC, INV RELATED, CHICAGO, IL, 98% OWNERSHIP, START: 1/1/2008, ZERO HOURS PER MONTH, DUTIES: FAMILY ESTATE PLANNING. WINDY CITY CAPITAL PARTNERS FUND I, LLC, INV RELATED, ELGIN, IL, 22.9% OWNER, START: 8/2007, 0 HOURS, NO DUTIES. ADG, LLC; INV RELATED; CHICAGO, IL; OWNER; PERSONAL RESIDENCE & RENTAL PROPERTY; START: 12/2016; .25 HR/MO; 0 DURING TRADING. ADG 225 LLC, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 3/28/2017, ZERO HOURS PER MONTH, REAL ESTATE HOLDINGS. ADG 1414 LLC, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 3/28/2017, ZERO HOURS PER MONTH, REAL ESTATE HOLDINGS. CO-TRUSTEE FOR FATHER; INV RELATED; CHICAGO, IL; START: 4/14/14; .25 HR/MO; .25 DURING TRADING. POWER OF ATTORNEY FOR FATHER; INV RELATED; CHICAGO, IL; START: 8/1/17; .25 HR/MO; 0 DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2013-12-05
• S63 Uniform Securities Agent State Law Examination
  2001-02-24

Designations

• Certified Financial Planner