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Hameem Syed Shah

Ally Invest Advisors

Lewisville, TX

Charlotte, NC

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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-08
  • TX RA
    APPROVED
    Since 2022-03-08

Branch Locations

2911 Lake Vista Drive, Lewisville, TX 75067 • United States

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ally Invest Securities Llc Charlotte NC 07/2020 Present
C6P Commerce Llc Scottsdale AZ 04/2016 06/2020
Ally Invest Advisors Charlotte NC 03/2022 Present
  • 07/2020 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 04/2016 → 06/2020
    C6P Commerce Llc
    Scottsdale, AZ
  • 03/2022 → Present
    Ally Invest Advisors
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-05
S63 Uniform Securities Agent State Law Examination 2021-04-16
  • S66 Uniform Combined State Law Examination
    2022-03-05
  • S63 Uniform Securities Agent State Law Examination
    2021-04-16

View on SEC IAPD

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