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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-25 |
| NC | RA | APPROVED | 2016-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2016 | Present |
1-Three Dogs Barking, 7825 Country Knoll Rd Bahama NC 27503, 8/7/2017, President, Real Estate, NIR, 2hrs monthly, 0 during trading. 2- INDEPENDENT INSURANCE AGENT, 20 W COLONY PI STE 170, DURHAM, NC, 5/2011. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15 HR/WK- 10/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2016 AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 10/TRADING. 4.COLONY WEST ADVISORY BOARD, COLONY PL, DURHAM, NC, 2/2018 AS BOARD MEMBER. NIR - 6/YR - 0/TRADING. 5.BLUE DEVILS TOASTMASTERS, DUKE HR 705 BROAD ST, DURHAM, NC, 32018, AS PRESIDENT, NIR, 2HRS/MO, 0HRS/TRADING. 6.AROLINA CAPITAL SOLUTIONS, LLC, 20 W COLONY PL, STE 170, DURHAM, NC, DBA, PRESIDENT, 0/YR- 0/TRADING 7.HINTON MILL OWNERS ASSOCIATION, Hinton Mill Rd, Boydton VA 23917, United States, 03/01/2022, Board Member / Secretary position, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-04 |
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