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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-15 |
| CA | RA | APPROVED | 2023-02-28 |
Branch Locations
245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Na | Palo Alto | CA | 10/2005 | 12/2017 |
| Jp Morgan Chase Bank, N.A. | Los Gatos | CA | 12/2017 | 06/2019 |
| Hsbc Securities Usa, Inc. | San Jose | CA | 06/2019 | 02/2022 |
| Advisors Mortgage Group Llc | Gainesville | FL | 03/2022 | 12/2022 |
| J.P. Morgan Securities Llc | San Jose | CA | 12/2022 | 02/2023 |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 12/2022 | 02/2023 |
| J.P. Morgan Securities Llc | Los Gatos | CA | 12/2017 | 06/2019 |
| Wells Fargo Clearing Services Llc | Palo Alto | CA | 10/2012 | 12/2017 |
| Hsbc | San Jose | CA | 06/2019 | 02/2022 |
| Morgan Stanley | Palo Alto | CA | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-03 |
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