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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-26 |
| IL | RA | APPROVED | 2026-04-07 |
| MI | RA | APPROVED | 2025-07-22 |
| IN | RA | APPROVED | 2025-07-18 |
| VA | RA | APPROVED | 2025-07-10 |
| SC | RA | APPROVED | 2025-02-27 |
| CA | RA | APPROVED | 2024-12-23 |
| CO | RA | APPROVED | 2024-10-03 |
| MN | RA | APPROVED | 2024-10-03 |
| MO | RA | APPROVED | 2024-08-20 |
| NH | RA | APPROVED | 2024-08-16 |
| CT | RA | APPROVED | 2024-01-17 |
| NY | RA | APPROVED | 2023-10-02 |
| PA | RA | APPROVED | 2023-08-18 |
| AL | RA | APPROVED | 2023-08-02 |
| WV | RA | APPROVED | 2023-06-30 |
| ME | RA | APPROVED | 2023-03-07 |
| TX | RA | APPROVED_RES | 2021-04-23 |
| AZ | RA | APPROVED | 2021-02-17 |
| NJ | RA | APPROVED | 2020-11-12 |
| NC | RA | APPROVED | 2020-10-27 |
| FL | RA | APPROVED | 2020-10-21 |
| MD | RA | APPROVED | 2020-10-19 |
Branch Locations
4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Tampa | FL | 08/2013 | Present |
| Park Ave Securities | Tampa | FL | 10/2013 | Present |
1. Trustee on Last Will and Testament of Alexandra Tracy, Start: 09/14/2020, Address: Tampa, FL, 0 total hours per month, Not investment related, No annual compensation, 2. House Model-used for photo and video shoots, Start: 12/01/2024, Address: 924 W Plymouth St, Tampa, FL 33603, 5 total hours per month; 4 during securities trading hours, Not Investment related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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