Best Investors Account Sign in
Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-18
  • CA RA
    APPROVED
    Since 2025-05-18

Branch Locations

41856 Ivy St, Suite 113, Murrieta, CA 92562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Murrieta CA 10/2012 12/2022
Md Brown Financial Murrieta CA 04/2015 Present
Principal Securities Inc Murrieta CA 03/2016 11/2023
Osaic Murrieta CA 11/2023 Present
The Ameriflex Group Las Vegas NV 11/2023 Present
  • 10/2012 → 12/2022
    Principal Life Insurance Company
    Murrieta, CA
  • 04/2015 → Present
    Md Brown Financial
    Murrieta, CA
  • 03/2016 → 11/2023
    Murrieta, CA
  • 11/2023 → Present
    Osaic
    Murrieta, CA
  • 11/2023 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

1. INSURANCE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/13/2013 ADDRESS: 41856 Ivy St, suite 113, Murrieta CA 92562, United States DESCRIPTION: OUTSIDE INSURANCE, HEALTH INSURANCE, SALES OF HEALTH INSURANCE, 5/13/13. . ***OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE INSURANCE AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 11/05/14. 2. RJ BOON DOCS POSITION: Owner NATURE: Equine Owner INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 35594 Abelia Street, Murrieta CA 92562, United States DESCRIPTION: I own a horse and actively compete where I can win money/jackpots. I am the sole owner. 3. TAX PREPARATION POSITION: Tax Preparer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/22/2013 ADDRESS: 41856 Ivy St, suite 113, Murrieta CA 92562, United States DESCRIPTION: **TAX PREPARATION SERVICES, TAX PREPARER FEB-APRIL, NOT A CPA, 5/22/13 4. RJ BOON DOCS POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 35594 Abelia St, Murrieta CA 92562, United States DESCRIPTION: I own a horse and actively compete where I can win money/jackpots. I am the sole owner. 5. NWF ADVISORY SERVICES INC POSITION: Investment Advisor Representative NATURE: Corporation- Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 06/09/2025 ADDRESS: 41856 Ivy St suite 113, Murrieta CA 92562, United States DESCRIPTION: I provide advisory services, such as WRAP, Fee accounts and Financial Plans. I devote about half of my time to this business. 6. MD BROWN FINANCIAL POSITION: Junior Partner/ Investment Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/11/2015 ADDRESS: 41856 Ivy st, suite 113, Murrieta CA 92562, United States DESCRIPTION: Investment Advisor duties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-27
S63 Uniform Securities Agent State Law Examination 2013-01-18
  • S65 Uniform Investment Adviser Law Examination
    2017-11-27
  • S63 Uniform Securities Agent State Law Examination
    2013-01-18
Other Names
  • Catherine Suzanne Brown
  • Catherine S Brown
  • Casey Deel

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Murrieta, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor