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Reece James Morrison

LPl Financial LLC

Dallas, TX

CRD 4199565

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-05-17
TX RA APPROVED 2023-10-10
  • MO RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED
    Since 2023-10-10

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services. Springdale AR 12/1999 10/2023
Pfs Investments Inc Springdale AR 05/2000 10/2023
Lpl Financial Llc Carrollton TX 10/2023 Present
Previous Registrations
Other Businesses

1) 10/03/2023 - Morrison Wealth Advisory - DBA for LPL Business (entity for LPL business) - Inv. Related- At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-18
S63 Uniform Securities Agent State Law Examination 2000-12-22
  • S65 Uniform Investment Adviser Law Examination
    2019-03-18
  • S63 Uniform Securities Agent State Law Examination
    2000-12-22

View on SEC IAPD

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