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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-05-04 |
| TX | RA | APPROVED | 2023-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Mauldin | SC | 09/2009 | Present |
| Wells Fargo Advisors Llc | Mauldin | SC | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mauldin | SC | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | SC | 05/2023 | Present |
YIELD PW LLC, INVT RELATED, GREENVILLE, SC, 33% OWNERSHIP, START DATE 5/1/2023, 000 HRS PER MONTH AND DURING TRADING, FOR FINET PRACTICE. GILLIAM YPW, LLC, INVT RELATED, GREENVILLE, SC, 100% OWNERSHIP, START DATE 5/1/2023, 1 HR PER MONTH AND DURING TRADING, FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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