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225 Water St Suite C210, Plymouth, MA 02360 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-07 |
| MA | RA | APPROVED | 2015-10-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shp Financial, Llc | Plymouth | MA | 09/2003 | 12/2025 |
| Shp Wealth Management, Llc | Plymouth | MA | 11/2015 | 12/2025 |
| Helicon Mt. Group, Inc | Dorchester | MA | 01/2012 | Present |
| Juvenal Marketing | Plymouth | MA | 01/2018 | 12/2021 |
| Four Hands, Llc | Plymouth | MA | 01/2021 | Present |
| Shp Holding, Llc | Plymouth | MA | 06/2022 | Present |
| Nationwide Investment Solutions, Llc | Nantucket | MA | 06/2023 | 12/2025 |
| Shp Wealth Management, Llc | Plymouth | MA | 11/2015 | Present |
| Shp Financial, Llc | Plymouth | MA | 09/2003 | Present |
(1) SHP Financial; Plymouth, MA; insurance agent; provides insurance services; investment related; 20 hours per week (2) Juvenal Marketing; Plymouth, MA; Director; marketing services; not investment related; 1/1/2018 start date; 2 hours per week (3) Matthew C. Peck, CFP® CIMA® is a partner of Four Hands, LLC. Four Hands has minor ownership interests in Triad Partners, which SHP may use to write annuity and life insurance business through. SWML will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will an advisory client be required to use the outside services of any supervised person as a condition of receiving advisory services of SWML. No client is under any obligation to purchase any insurance product.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-27 |
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