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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
1515 Route 22, Brewster, NY 10509 • United States
6 Schuyler Blvd, Fishkill, NY 12524 • United States
152 Route 6, Mahopac, NY 10541 • United States
Hopewell Junction, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Carmel | NY | 10/2012 | Present |
| Hudson Valley Federal Credit Union | Carmel | NY | 11/2011 | Present |
1. 11/21/2012: Hudson Valley Federal Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - BANK DUTY - LBE; FSR III - Time Spent 100%. 2. 12/13/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Notary Public - 0 Hours Per Month. 3. 10/5/2017 - Hudson Valley Federal Credit Union Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start 10/09/2017 - 10 Hours Per Month During Securities Trading 4. 10/3/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Hudson Valley Credit Union - Investment Related - At Reported Business Location(s) - Start Date: 10/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-12-27 |
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