Best Investors Account Sign in

Bridget Anne Catterton

Wells Fargo Clearing Services, LLC

Severna Park, MD

Columbia, MD

CRD 6128317

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-02
MD RA APPROVED 2013-01-10
  • TX RA
    APPROVED
    Since 2024-05-02
  • MD RA
    APPROVED
    Since 2013-01-10

Branch Locations

585 Richie Hwy, Severna Park, MD 21146 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Pasadena MD 10/2010 Present
Wells Fargo Advisors, Llc. Pasadena MD 10/2012 11/2016
Wells Fargo Clearing Services, Llc Pasadena MD 11/2016 Present
  • 10/2010 → Present
    Wells Fargo Bank Na
    Pasadena, MD
  • 10/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Pasadena, MD
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Pasadena, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-08
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S65 Uniform Investment Adviser Law Examination
    2013-01-08
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06
Other Names
  • Bridget Anne Wetherall
  • Bridget Anne Howell

View on SEC IAPD

More in Severna Park, MD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor