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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-28 |
Branch Locations
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
Westminster, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Long Beach | CA | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Long Beach | CA | 11/2016 | 02/2018 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 02/2020 | 12/2022 |
| Unemployed | Westminster | CA | 05/2023 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 12/2022 | 05/2023 |
| Guardian Life Insurance | Westminster | CA | 05/2024 | Present |
| Park Avenue Securities | Westminster | CA | 05/2024 | Present |
| Unemployed | Westminster | CA | 03/2018 | 02/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-30 |
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