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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-10-15 |
Branch Locations
1827 Grand Ave 1St Fl, Saint Paul, MN 55105 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Eagan | MN | 03/2011 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Eagan | MN | 11/2016 | 01/2023 |
| Lpl Financial Llc | Richfield | MN | 01/2023 | 10/2024 |
| Bmo Bank Na | Richfield | MN | 01/2023 | 10/2024 |
| Wells Fargo Clearing Services, Llc | Saint Paul | MN | 10/2024 | Present |
HOME DEPOT; NOT INV RELATED; APPLE VALLEY, MN; CUSTOMER SERVICE ASSOCIATE; START: 11/13/2023; 40 HOURS A MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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