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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-02 |
| TX | RA | APPROVED | 2023-08-02 |
Branch Locations
15580 English Ave, Apple Valley, MN 55124 • United States
700 County Road 42 W, Burnsville, MN 55337 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Golden Valley | MN | 05/2001 | 12/2018 |
| Wells Fargo Clearing Services, Llc | Crystal | MN | 07/2016 | 12/2018 |
| Wells Fargo Clearing Services, Llc | Golden Valley | MN | 10/2012 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eagan | MN | 01/2019 | 03/2023 |
| Bank Of America, N.A. | Eagan | MN | 01/2019 | 03/2023 |
| Unemployed | Apple Valley | MN | 04/2023 | 07/2023 |
| J.P. Morgan Securities Llc | Brooklyn Park | MN | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Brooklyn Park | MN | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-09 |
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