Jeffery Alan Raleigh

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2020-03-31

VT RA
APPROVED

Since 2020-03-31

Branch Locations

22 Vics Crossing Rd, Franklin, VT 05457-9415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raleigh & Raleigh Insurance And Investments	Franklin	VT	09/1999	Present
Aewealth Management, Llc	Topeka	KS	03/2020	Present

09/1999 → Present

Raleigh & Raleigh Insurance And Investments

Franklin, VT
03/2020 → Present

Aewealth Management, Llc

Topeka, KS

Previous Registrations

2019-02-12 → 2020-04-01

Truadvice Llc

Swanton, VT

Sarasota, FL

Other Businesses

RALEIGH & RALEIGH INSURANCE AND INVESTMENTS; YES INVESTMENT RELATED; 22 Vics Crossing Rd, Franklin, VT 05457 ; INSURANCE SALES; PRESIDENT; START DATE 09/1999; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-09-24
S63	Uniform Securities Agent State Law Examination	2000-07-21

S65 Uniform Investment Adviser Law Examination

2018-09-24
S63 Uniform Securities Agent State Law Examination

2000-07-21

Other Names

Jeffrey Alan Raleigh
Jeffrey Alan Raleigh

View on SEC IAPD