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Jeffery Alan Raleigh

Ae Wealth Management, LLC

Franklin, VT

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2020-03-31
  • VT RA
    APPROVED
    Since 2020-03-31

Branch Locations

22 Vics Crossing Rd, Franklin, VT 05457-9415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raleigh & Raleigh Insurance And Investments Franklin VT 09/1999 Present
Aewealth Management, Llc Topeka KS 03/2020 Present
  • 09/1999 → Present
    Raleigh & Raleigh Insurance And Investments
    Franklin, VT
  • 03/2020 → Present
    Aewealth Management, Llc
    Topeka, KS
Previous Registrations
  • 2019-02-12 → 2020-04-01
    Truadvice Llc
    Swanton, VT
    Sarasota, FL
Other Businesses

RALEIGH & RALEIGH INSURANCE AND INVESTMENTS; YES INVESTMENT RELATED; 22 Vics Crossing Rd, Franklin, VT 05457 ; INSURANCE SALES; PRESIDENT; START DATE 09/1999; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-24
S63 Uniform Securities Agent State Law Examination 2000-07-21
  • S65 Uniform Investment Adviser Law Examination
    2018-09-24
  • S63 Uniform Securities Agent State Law Examination
    2000-07-21
Other Names
  • Jeffrey Alan Raleigh
  • Jeffrey Alan Raleigh

View on SEC IAPD

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