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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-22
  • MN RA
    APPROVED
    Since 2014-01-22

Branch Locations

211 Holmes St W, Detroit Lakes, MN 56501 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Detroit Lakes MN 05/2010 Present
Wells Fargo Advisors Llc Detroit Lakes MN 10/2012 11/2016
Wells Fargo Clearing Services, Llc Detroit Lakes MN 11/2016 Present
  • 05/2010 → Present
    Wells Fargo Bank Na
    Detroit Lakes, MN
  • 10/2012 → 11/2016
    Wells Fargo Advisors Llc
    Detroit Lakes, MN
  • 11/2016 → Present
    Detroit Lakes, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06

View on SEC IAPD

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