Amit Rajendrakumar Thakkar

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2018-02-08

MD RA
APPROVED

Since 2018-02-08

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank An	Hanover	MD	02/2011	03/2017
Wells Fargo Advisors, Llc	Hanover	MD	02/2011	03/2017
Wells Fargo Clearing Services, Llc	Hanover	MD	02/2011	03/2017
Edward Jones	Crownsville	MD	03/2017	11/2017
Wells Fargo Clearing Services, Llc.	Catonsville	MD	02/2018	Present
Wells Fargo Bank Na	Catonsville	MD	01/2018	Present

02/2011 → 03/2017

Wells Fargo Bank An

Hanover, MD
02/2011 → 03/2017

Wells Fargo Advisors, Llc

Hanover, MD
02/2011 → 03/2017

Wells Fargo Clearing Services, Llc

Hanover, MD
03/2017 → 11/2017

Edward Jones

Crownsville, MD
02/2018 → Present

Wells Fargo Clearing Services, Llc.

Catonsville, MD
01/2018 → Present

Wells Fargo Bank Na

Catonsville, MD

Previous Registrations

2017-03-27 → 2017-11-15

Edward Jones

Elkridge, MD

St Louis, MO

Crownsville, MD
2013-08-02 → 2017-03-21

Wells Fargo Clearing Services, Llc

Severn, MD

Hanover, MD

Columbia, MD

Severna Park, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-08-01
S63	Uniform Securities Agent State Law Examination	2013-05-13

S65 Uniform Investment Adviser Law Examination

2013-08-01
S63 Uniform Securities Agent State Law Examination

2013-05-13

Other Names

Amitkumar Rajendrakumar Thakkar
Art Thakkar
Amit Rajendrakumar Thakkar
Amit R Thakkar

View on SEC IAPD

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Other Investors

KEVIN MICHAEL LINK

CHRISTOPHER ANTHONY SCHIPSKE

CHRISTOPHER ANTHONY SADOWSKI

EMELIA ADUTWUMWAA SARBENG

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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