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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Chicago | IL | 07/2013 | Present |
| Fifth Third Securities | Chicago | IL | 01/2014 | Present |
RAJ Brothers LLC - Chicago, IL - rental property operator - member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm --------------------------------------- Kalm Tool LLC - 620 Denoyer Terr., Wheeling, IL - commercial rental - member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm --------------------------------------- Commercial property rental - 7200 W. Addison St., Chicago, IL - commercial rental - member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-03 |
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