Christopher Michael Lago

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Fifth Third Bank
  Chicago, IL
• 01/2014 → Present
  Fifth Third Securities
  Chicago, IL

Other Businesses

RAJ Brothers LLC - Chicago, IL - rental property operator - member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm --------------------------------------- Kalm Tool LLC - 620 Denoyer Terr., Wheeling, IL - commercial rental - member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm --------------------------------------- Commercial property rental - 7200 W. Addison St., Chicago, IL - commercial rental - member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams

• S66 Uniform Combined State Law Examination
  2015-12-10
• S63 Uniform Securities Agent State Law Examination
  2014-05-03

Designations

• Certified Financial Planner