James Patten

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2022 → Present
  Citigroup
  Uniondale, NY
• 08/2005 → 01/2020
  Ing Financial Markets Llc
  New York, NY
• 05/2020 → 07/2020
  Ny Life Securities
  New Hyde Park, NY
• 07/2020 → 05/2021
  Vaccine Management
  New Hyde Park, NY
• 05/2021 → 02/2022
  Edward Jones
  St Louis, MO
• 01/2020 → 05/2020
  Unemployed
  New York, NY

Previous Registrations

• 2021-06-04 → 2022-02-07
  Edward Jones
  Marco Island, FL
  St Louis, MO
  Naples, FL

Exams

• S66 Uniform Combined State Law Examination
  2021-06-02
• S63 Uniform Securities Agent State Law Examination
  2002-05-07

Other Names

• James Anthony Patten