Sandra Diane Bailey

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1998 → 09/2016
  Active Wealth Management, Inc.
  Greenville, TX
• 08/2006 → 09/2016
  1St Global Capital Corp.
  Greenville, TX
• 01/2007 → 09/2016
  1St Global Advisors, Inc.
  Greenville, TX
• 09/2007 → 09/2016
  1St Global Insurance Services
  Greenville, TX
• 09/2016 → Present
  Charles Schwab & Co., Inc.
  Greenville, TX
• 10/2016 → 07/2022
  Le-Vel Brands, Llc.
  Greenville, TX
• 08/2013 → 12/2016
  Sandra Diane Bailey
  Greenville, TX

Previous Registrations

• 2016-10-06 → 2022-08-11
  Charles Schwab & Co., Inc.
  Greenville, TX
  Greenville, TX
  Scottsdale, AZ
• 2007-02-15 → 2016-09-30
  1St Global Advisors Inc
  Greenville, TX
  Dallas, TX

Other Businesses

1) Patreon - The Euro Pats|Investment Related:No|Content Creator|Content Creator|2025-03-30|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|We create videos weekly that discuss retiring in France. We have a Patreon page, where members can subscribe and pay monthly fees to support our YouTube Channel. 2) The Euro Pats - Content Creator - YouTube|Investment Related:No|Video Content Creator|Content Creator|2024-09-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|We have a YouTube Channel - The Euro Pats - that is travel based and we talk about finding regions to retire in the EU.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-05

Other Names

• Sandra Diane Plummer
• Sandra Diane Plummer
• Diane Bailey