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Laura Flores

LPl Financial LLC

Schaumburg, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-02
  • IL RA
    APPROVED
    Since 2026-01-02

Branch Locations

1700 E Golf Rd., Ste 225, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Schaumburg IL 10/2012 01/2026
Jpmorgan Chase Bank, N.A. Schaumburg IL 05/2011 01/2026
Lpl Financial Llc Schaumburg IL 01/2026 Present
Previous Registrations
  • 2013-05-03 → 2026-01-04
    J.P. Morgan Securities Llc
    Schaumburg, IL
    Evanston, IL
    Fox Lake, IL
    Elgin, IL
    Elgin, IL
    St. Charles, IL
    Hoffman Estates, IL
    Bloomingdale, IL
    Bloomingdale, IL
    Schaumburg, IL
    Schaumburg, IL
    Chicago, IL
Other Businesses

1)11/24/2025 - Genesis Wealth LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-27
S63 Uniform Securities Agent State Law Examination 2012-11-28
  • S66 Uniform Combined State Law Examination
    2013-04-27
  • S63 Uniform Securities Agent State Law Examination
    2012-11-28
Other Names
  • Laura Bahena

View on SEC IAPD

Other Firms

COX FINANCIAL GROUP, LTD.
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WORLD EQUITY GROUP, INC.
BANKERS LIFE ADVISORY SERVICES, INC.
MARINER INDEPENDENT
NAVARRO ASSET MANAGEMENT, LLC
ASCENTIS INDEPENDENT ADVISORS, LLC

Other Investors

JOHN HERMAN COX
MICHAEL MYLES HARLAN
GREGORY ALLAN KATZMAN
MICHAEL JUDE MASCIOPINTO
CLAIRE MARIE KENT
Michael E Burdick
GEOFFREY THOMAS WHARTON
PAUL PHILLIP KACZMARCZYK

Other Offices

COX FINANCIAL GROUP, LTD. · SCHAUMBURG, IL
CETERA INVESTMENT ADVISERS LLC · SCHAUMBURG, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Schaumburg, IL
WORLD EQUITY GROUP, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · SCHAUMBURG, IL
MARINER INDEPENDENT · Schaumburg, IL
NAVARRO ASSET MANAGEMENT, LLC · SCHAUMBURG, IL

More in Schaumburg, IL

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