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Steven P. Florio

The Florio Wealth Management Group

Westbury, NY

CRD 6127160

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Employer firm

The Florio Wealth Management Group CRD 288027

Reported services (Item 5G)

  • Financial planning
  • Pension consulting
  • SOLICITOR

From the firm’s Form ADV. Read the guides:

Current Employers
The Florio Wealth Management Group

1025 Old Country Road, Suite 312, Westbury, NY 11590 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-17
  • NY RA
    APPROVED
    Since 2022-06-17

Branch Locations

1025 Old Country Road, Suite 312, Westbury, NY 11590 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Westbury NY 09/2012 Present
Mml Investors Services, Llc Westbury NY 11/2012 09/2021
  • 09/2012 → Present
    Massmutual Life Insurance Company
    Westbury, NY
  • 11/2012 → 09/2021
    Mml Investors Services, Llc
    Westbury, NY
Other Businesses

NAME: STEVEN P. FLORIO INV REL: Y ADDR: 1025 OLD COUNTRY RD, SUITE 312, WESTBURY, NY 11590 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START: 9/2012 NO HRS/MO: 80 NO HRS/MO DUR TRADING: 80.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-04-05
  • S63 Uniform Securities Agent State Law Examination
    2013-04-05
Designations
  • Chartered Financial Consultant
Other Names
  • Steven Florio

View on SEC IAPD

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