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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-23 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
71 Main Street Suite A, Hamburg, NY 14075 • United States
New York Life Insurance 6700 Main Street, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Williamsville | NY | 10/2012 | 01/2017 |
| Nylife Securities Llc | Williamsville | NY | 02/2013 | 01/2017 |
| Weller, Rusert And Stoll, Llc | Lockport | NY | 04/2016 | 06/2017 |
| Nylife Securities Llc | Hamburg | NY | 01/2017 | Present |
| New York Life Insurance Co | Hamburg | NY | 01/2017 | Present |
| Eagle Strategies Llc | Hamburg | NY | 02/2019 | Present |
| Roi Financial Group, Llc D/B/A Roi Financial Group | Williamsville | NY | 08/2022 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products. 5983 S. Transit Road; Lockport, NY 14094; Start Date 01/2016; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ROI FINANCIAL GROUP, LLC D/B/A ROI FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WILLIAMSVILLE, NY; START DATE: 08/2022]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-09 |
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