Inactive

Utsav Yogesh Thakkar

Fisher Investments

CRD 6126913

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-09-18

TX RA
APPROVED

Since 2019-09-18

Branch Locations

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Fort Worth	TX	10/2012	08/2019
Fisher Investments	Plano	TX	09/2019	Present

10/2012 → 08/2019

Td Ameritrade

Fort Worth, TX
09/2019 → Present

Fisher Investments

Plano, TX

Previous Registrations

2015-10-22 → 2019-09-10

Td Ameritrade, Inc.

Westlake, TX

Fort Worth, TX
2015-10-22 → 2019-09-10

Td Ameritrade Investment Management, Llc

Fort Worth, TX

Southlake, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-21
S63	Uniform Securities Agent State Law Examination	2013-02-11

S66 Uniform Combined State Law Examination

2015-10-21
S63 Uniform Securities Agent State Law Examination

2013-02-11

View on SEC IAPD

More in Plano, TX

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