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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hamilton & Phillips Cpa - Llc | Brandon | FL | 01/2010 | 10/2021 |
| Investment Centers Of America, Inc. | Brandon | FL | 10/2012 | 11/2017 |
| Lpl Financial, Llc | Brandon | FL | 11/2017 | Present |
1. 11/29/2017 - FWS PROPERTIES, LLC - Not Investment Related - Bradenton, FL - Real Estate Rental - CO-OWNER. 2. 11/29/2017 - Bloomingdale Professionals LLC - Not Investment Related - 3447 Brook Crossing Drive, Brandon, FL - Real Estate Rental - Co-owner of commercial real estate property, rented out to CPA firm. 3. 11/29/2017 - FWS PROPERTIES, LLC - Not Investment Related - 3419 Brook Crossing Dr, Brandon, FL - Real Estate Rental - CO-OWNER. 4. 11/29/2017 - Focus Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor. 5. 10/20/2021 - 'HAMILTON & ASSOCIATES CPA - LLC' - Investment Related - 3447 Brook Crossing Dr. Brandon FL 33511 - Tax Prep/Accounting/CPA - CPA/Partner - Started 01/14/2010 - 40 Hours Per Month During Securities Trading. 6. 1/28/2022 - Dustin Orr LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/10/2022 - 1 Hour Per Month During Securities Trading. 7. 09/28/2022 - ADJ Landmark Homes LLC - Investment Related - Home Based - Real Estate Rental - Start Date - 07/14/2022 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-09-07 |
| S65 | Uniform Investment Adviser Law Examination | 2012-08-14 |
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