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Shane D. L. Whippo

Captrust

Costa Mesa, CA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-19
TX RA APPROVED 2026-02-17
  • CA RA
    APPROVED
    Since 2026-02-19
  • TX RA
    APPROVED
    Since 2026-02-17

Branch Locations

1124 Bristol Street, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whippo Asset Management Llc Irvine CA 09/2016 12/2020
Unemployed Irvine CA 07/2016 09/2016
Alpha Cubed Investments, Llc Irvine CA 12/2022 12/2023
Alpha Cubed Investments, Llc Irvine CA 12/2020 12/2022
Alpha Cubed Investments, Llc Irvine CA 12/2023 01/2026
Capfinancial Partners, Llc. (Captrust) Raleigh NC 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-04
  • S65 Uniform Investment Adviser Law Examination
    2016-08-04
Designations
Other Names
  • Shane Whippo

View on SEC IAPD

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