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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-03-05
  • CT RA
    APPROVED
    Since 2013-03-05

Branch Locations

White Plains, NY • United States

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matthew S. Wunder Westport CT 10/2012 03/2023
Northwestern Mutual Investment Services, Llc Westport CT 11/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2013 Present
Peter Tiboris Paramus NJ 03/2023 Present
  • 10/2012 → 03/2023
    Matthew S. Wunder
    Westport, CT
  • 11/2012 → Present
    Westport, CT
  • 03/2013 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2023 → Present
    Peter Tiboris
    Paramus, NJ
Other Businesses

1. BOARD MEMBER AND VICE PRESIDENT, ESTATES OF CRYTAL HOUSE, 12 OLD MAMARONECK ROAD, WHITE PLAINS, , NEW YORK, 10605, UNITED STATES OF AMERICA, PRIVATE, START DATE: 6/1/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 2. PRESIDENT, OCEAN CAHTEAU OF VERO BEACH, INC., 4049 OCEAN DRIVE, VERO BEACH, , FLORIDA, 32963, UNITED STATES OF AMERICA, PRIVATE, START DATE: 6/1/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-01
  • S66 Uniform Combined State Law Examination
    2013-03-01

View on SEC IAPD

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