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Alex Antonio Diaz

Harlow Wealth Management, Inc.

Vancouver, WA

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Current Employers
Harlow Wealth Management, Inc.

400 East Mill Plain Blvd. Suite 200, Vancouver, WA 98660 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-04-29
  • WA RA
    APPROVED
    Since 2022-04-29

Branch Locations

400 East Mill Plain Blvd. Suite 200, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Vancouver WA 06/2015 10/2016
Key Investment Services Vancouver WA 07/2015 10/2016
Harlow Wealth Management, Inc. Vancouver WA 12/2021 Present
Banner Bank Vancouver WA 09/2016 12/2018
Tapani Construction Vancouver WA 12/2018 09/2019
Instrument Northwest Vancouver WA 09/2019 11/2021
Harlow Wealth Management, Inc Vancouver WA 12/2021 10/2024
Harlow Insurance Agency, Llc Vancouver WA 10/2024 Present
  • 06/2015 → 10/2016
    Key Bank
    Vancouver, WA
  • 07/2015 → 10/2016
    Key Investment Services
    Vancouver, WA
  • 12/2021 → Present
    Harlow Wealth Management, Inc.
    Vancouver, WA
  • 09/2016 → 12/2018
    Banner Bank
    Vancouver, WA
  • 12/2018 → 09/2019
    Tapani Construction
    Vancouver, WA
  • 09/2019 → 11/2021
    Instrument Northwest
    Vancouver, WA
  • 12/2021 → 10/2024
    Harlow Wealth Management, Inc
    Vancouver, WA
  • 10/2024 → Present
    Harlow Insurance Agency, Llc
    Vancouver, WA
Other Businesses

Harlow Insurance Agency, LLC - Oct 2024 - Insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-29
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S65 Uniform Investment Adviser Law Examination
    2022-04-29
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Designations
Other Names
  • Alex A Diaz
  • Alex Diaz

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COLUMBIA RIVER FINANCIAL GROUP
LPL FINANCIAL LLC
ONEAMERICA SECURITIES, INC.

Other Investors

DARREN CLARK BLANCHARD
JASON P BLANCHARD
Ethan Thomas Blanchard
Eric Schwartz
Matthew C Stroder
SHENA QUEN BARTLETT
JEFFREY SCOTT LUKOWIAK
Brian Jennings Harmon

Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

More in Vancouver, WA

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