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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2016-04-26
  • KS RA
    APPROVED
    Since 2016-04-26

Branch Locations

4600 College Blvd. Ste 106, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2016 Present
Financial Professionals, Inc. Overland Park KS 02/2016 Present
Previous Registrations
Other Businesses

1. Sprouts Farmer Market, 8550 Maurer Rd, Lenexa, KS 66219, Cashier since 1/26/16, non-investment related, 7 hours weekly not during trading hours. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. FINANCIAL PROFESSIONALS, INC, 4600 College Blvd, Suite 106, Overland Park KS 66211, United States, 07/01/2023, Registered Assistant, Using a Trade Name/dba, INV REL, 173 HR/MO - 140 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-15
  • S66 Uniform Combined State Law Examination
    2013-04-15

View on SEC IAPD

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