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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-10-21
  • MI RA
    APPROVED
    Since 2019-10-21

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Wyoming, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Phoenix AZ 12/2013 09/2016
Massachusetts Mutual Life Insurance Company Springfield MA 11/2013 09/2016
Mml Strategic Distributors Llc Phoenix AZ 11/2014 09/2016
John Hancock Tempe AZ 09/2016 03/2019
John Hancock Funds Boston MA 09/2016 03/2019
John Hancock Advisers, Llc Boston MA 11/2018 03/2019
Massmutual Springfield MA 03/2019 Present
Mml Investors Services, Llc Chandler AZ 03/2019 Present
  • 12/2013 → 09/2016
    Phoenix, AZ
  • 11/2013 → 09/2016
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 11/2014 → 09/2016
    Mml Strategic Distributors Llc
    Phoenix, AZ
  • 09/2016 → 03/2019
    John Hancock
    Tempe, AZ
  • 09/2016 → 03/2019
    John Hancock Funds
    Boston, MA
  • 11/2018 → 03/2019
    John Hancock Advisers, Llc
    Boston, MA
  • 03/2019 → Present
    Massmutual
    Springfield, MA
  • 03/2019 → Present
    Chandler, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-11
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2017-09-11
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29

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