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Gregg Alexander Alsbury

Charles Schwab & Co., Inc.

Carlsbad, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2016-03-10
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2016-03-10

Branch Locations

5796 Armada Drive Suite 175, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Carlsbad CA 08/2014 Present
Charles Schwab Bank Carlsbad CA 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-10
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2016-03-10
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Designations

View on SEC IAPD

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