Raul Chavez

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-23

TX RA
APPROVED

Since 2025-11-23

Branch Locations

Katy, TX • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Citi Private Bank 2700 Post Oak Boulevard, Suite 500, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Calexico	CA	10/2012	06/2018
Jpmorgan Chase Bank, N.A.	Houston	TX	07/2022	11/2023
Jpmorgan Chase Bank, N.A.	Fallbrook	CA	07/2018	07/2022
Citigroup	Houston	TX	11/2023	Present

10/2012 → 06/2018

J.P. Morgan Securities Llc

Calexico, CA
07/2022 → 11/2023

Jpmorgan Chase Bank, N.A.

Houston, TX
07/2018 → 07/2022

Jpmorgan Chase Bank, N.A.

Fallbrook, CA
11/2023 → Present

Citigroup

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-18
S63	Uniform Securities Agent State Law Examination	2012-11-29

S66 Uniform Combined State Law Examination

2025-11-18
S63 Uniform Securities Agent State Law Examination

2012-11-29

Other Names

Raul V Chavez
Raul Chavez
Raul Velarde Chavez

View on SEC IAPD