David Edward Cohen

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-05-22
TX	RA	APPROVED_RES	2012-06-27
NJ	RA	APPROVED	2009-10-23

FL RA
APPROVED

Since 2017-05-22
TX RA
APPROVED_RES

Since 2012-06-27
NJ RA
APPROVED

Since 2009-10-23

Branch Locations

Tampa, FL • United States

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Belle Mead	NJ	10/2009	Present
Bank Of America, N.A.	Princeton	NJ	07/2011	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Belle Mead, NJ
07/2011 → Present

Bank Of America, N.A.

Princeton, NJ

Previous Registrations

2004-10-20 → 2009-10-23

Banc Of America Investment Services, Inc.

Somerville, NJ

Belle Mead, NJ

Belle Mead, NJ
2002-11-14 → 2004-10-20

Quick & Reilly, Inc.

W. Trenton, NJ

Other Businesses

I*1539264 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Bradenton Beach, Florida, 34217, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 12/1/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-02
S63	Uniform Securities Agent State Law Examination	2000-07-26

S65 Uniform Investment Adviser Law Examination

2002-07-02
S63 Uniform Securities Agent State Law Examination

2000-07-26

Other Names

Cohen

View on SEC IAPD