Jennifer Ann Herzog

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-07-02
KY	RA	APPROVED	2014-08-19

AL RA
APPROVED

Since 2026-07-02
KY RA
APPROVED

Since 2014-08-19

Branch Locations

2365 Harrodsburg Road Suite B 250, Lexington, KY 40504 • United States

2545 Highland Avenue Suite 100, Birmingham, AL 35205 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Lexington	KY	08/2014	Present
Tiaa-Cref Individual & Institutional Services, Llc	Lexington	KY	08/2014	Present

08/2014 → Present

Tiaa

Lexington, KY
08/2014 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Lexington, KY

Previous Registrations

2012-11-20 → 2014-05-05

Bb&T Investment Services, Inc.

Charlotte, NC

Lexington, KY

Other Businesses

LYFT POSITION: Driver NATURE: Drive service INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2022 ADDRESS: 185 Berry Street, Suite 5000, San Francisco CA 94107, United States DESCRIPTION: I will drive people that go through the Lyft application part time.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-19

S66 Uniform Combined State Law Examination

2012-11-19

Other Names

Jennifer Ann Rudd

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