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Marilyn Virginia Sullivan

Td Private Client Wealth LLC

Mashpee, MA

Wellesley, MA

Boston, MA

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-04
NM RA APPROVED 2022-04-21
SC RA APPROVED 2022-04-20
DE RA APPROVED 2022-04-19
NV RA APPROVED 2022-04-19
NH RA APPROVED 2022-04-19
FL RA APPROVED 2022-04-18
NJ RA APPROVED 2022-04-14
OH RA APPROVED 2022-04-14
ME RA APPROVED 2022-04-13
RI RA APPROVED 2022-04-12
NC RA APPROVED 2022-04-11
TX RA APPROVED_RES 2022-04-11
CA RA APPROVED 2022-04-08
CO RA APPROVED 2022-04-08
NY RA APPROVED 2022-04-08
VT RA APPROVED 2022-04-08
WI RA APPROVED 2022-04-08
CT RA APPROVED 2022-04-07
MD RA APPROVED 2022-04-07
VA RA APPROVED 2022-04-07
  • MA RA
    APPROVED
    Since 2022-05-04
  • NM RA
    APPROVED
    Since 2022-04-21
  • SC RA
    APPROVED
    Since 2022-04-20
  • DE RA
    APPROVED
    Since 2022-04-19
  • NV RA
    APPROVED
    Since 2022-04-19
  • NH RA
    APPROVED
    Since 2022-04-19
  • FL RA
    APPROVED
    Since 2022-04-18
  • NJ RA
    APPROVED
    Since 2022-04-14
  • OH RA
    APPROVED
    Since 2022-04-14
  • ME RA
    APPROVED
    Since 2022-04-13
  • RI RA
    APPROVED
    Since 2022-04-12
  • NC RA
    APPROVED
    Since 2022-04-11
  • TX RA
    APPROVED_RES
    Since 2022-04-11
  • CA RA
    APPROVED
    Since 2022-04-08
  • CO RA
    APPROVED
    Since 2022-04-08
  • NY RA
    APPROVED
    Since 2022-04-08
  • VT RA
    APPROVED
    Since 2022-04-08
  • WI RA
    APPROVED
    Since 2022-04-08
  • CT RA
    APPROVED
    Since 2022-04-07
  • MD RA
    APPROVED
    Since 2022-04-07
  • VA RA
    APPROVED
    Since 2022-04-07

Branch Locations

Mashpee, MA • United States

999 Worcester Street, Wellesley, MA 02482 • United States

200 State Street, 10Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. Hartford CT 05/2016 09/2017
Morgan Stanley Smith Barney Llc Hartford CT 05/2016 09/2017
Commonwealth Financial Network Waltham MA 09/2017 03/2022
Mountain One Investments Group Pittsfield MA 09/2017 03/2022
Td Bank N.A. Boston MA 03/2022 Present
Td Private Client Wealth Llc Boston MA 03/2022 Present
  • 05/2016 → 09/2017
    Morgan Stanley Private Bank, N.A.
    Hartford, CT
  • 05/2016 → 09/2017
    Morgan Stanley Smith Barney Llc
    Hartford, CT
  • 09/2017 → 03/2022
    Commonwealth Financial Network
    Waltham, MA
  • 09/2017 → 03/2022
    Mountain One Investments Group
    Pittsfield, MA
  • 03/2022 → Present
    Td Bank N.A.
    Boston, MA
  • 03/2022 → Present
    Td Private Client Wealth Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-01
  • S66 Uniform Combined State Law Examination
    2013-07-01
Other Names
  • Marilyn Virginia Stone
  • Lynn Sullivan

View on SEC IAPD

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