Gerald James Rocheleau

Current Employers

Employment History

• 01/2015 → 03/2019
  Centaurus Financial Inc
  Anaheim, CA
• 03/2014 → Present
  Kestler Financial Group
  Birmingham, AL
• 03/2019 → 06/2024
  Securities America, Inc.
  Birmingham, AL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Birmingham, AL

Previous Registrations

• 2021-03-04 → 2024-06-14
  Securities America Advisors, Inc.
  Leesburg, VA
  Birmingham, AL

Other Businesses

HIGHLAND CAPITAL POSITION: Senior Advisor Consultant NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/29/2019 ADDRESS: 3535 GRANDVIEW PARKWAY, Ste 600, Birmingham AL 35243, United States DESCRIPTION: I work with insurance agents, registered reps to help them implement insurance services into their practice. This would include case research, product training, and help with their marketing plans. GERALD ROCHELEAU, IAR POSITION: IAR NATURE: IAR - Series 65 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/04/2021 ADDRESS: 3535 GRANDVIEW PARKWAY, Ste 600, Birmingham AL 35243, United States DESCRIPTION: I will be working with friends and family, along with some prospects as they come along. Setting up advisory accounts as they are appropriate. 6'6 FINANCIAL POSITION: Financial Planner & Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/09/2023 ADDRESS: 15461 Village Circle, Brighton CO 80603, United States DESCRIPTION: We will be working with prospects to become clients, some of their needs will include financial planning & income planning

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-17
• S63 Uniform Securities Agent State Law Examination
  2015-04-13

Other Names

• Gerald James Rocheleau