Urban C Fleming

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 08/2017
  Regions Bank
  Jacksonville, FL
• 12/2013 → 07/2017
  Cetera Investment Services Llc
  St Cloud, MN
• 01/2014 → 07/2017
  Cetera Investment Advisers Llc
  Jacksonville, FL
• 08/2017 → 09/2017
  Bb&T
  Jacksonville, FL
• 09/2017 → Present
  Lpl Financial Llc
  Jacksonville, FL
• 09/2017 → Present
  Vystar Credit Union
  Jacksonville, FL

Previous Registrations

• 2014-08-15 → 2017-07-28
  Cetera Investment Advisers Llc
  Jacksonville, FL
  Jacksonville, FL
  Jacksonville, FL

Other Businesses

1) 9/25/17-Vystar Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 9/25/17- Notary Public- Non-Inv. Related- Jacksonville, FL -start date 01/31/2014-0% 3) 10/24/2023 - Florida State College at Jacksonville - Not Investment Related - 101 W State St, Jacksonville, FL 32202 - Outside/W-2 Employment - Adjunct Professor - Start Date - 02/01/2023 - 26 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-09
• S63 Uniform Securities Agent State Law Examination
  2013-11-20

Other Names

• Urban Cyril Fleming
• Urban C Fleming