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Cristina Arias

Ubs Financial Services Inc.

Miami, FL

Miami Beach, FL

CRD 6124984

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-25
NY RA APPROVED 2021-11-03
FL RA APPROVED 2020-11-30
  • CT RA
    APPROVED
    Since 2024-06-25
  • NY RA
    APPROVED
    Since 2021-11-03
  • FL RA
    APPROVED
    Since 2020-11-30

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Miami Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Best Roofing Ft. Lauderdale FL 08/2016 07/2017
The Little Lighthouse Foundation Miami FL 07/2017 12/2018
Ubs Financial Services Inc. Miami FL 10/2018 Present
  • 08/2016 → 07/2017
    Best Roofing
    Ft. Lauderdale, FL
  • 07/2017 → 12/2018
    The Little Lighthouse Foundation
    Miami, FL
  • 10/2018 → Present
    Ubs Financial Services Inc.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
  • S66 Uniform Combined State Law Examination
    2020-11-25

View on SEC IAPD

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