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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-14
  • TX RA
    APPROVED
    Since 2025-02-14

Branch Locations

14 Hwy 75 N Suite A, Huntsville, TX 77320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2012 02/2025
Prospera Financial Services Inc. Dallas TX 02/2025 Present
Previous Registrations
  • 2013-02-04 → 2025-02-17
    San Antonio, TX
    Spring Branch, TX
    Huntsville, TX
    St Louis, MO
Other Businesses

Crinn Properties LLC; Investment Related - No; 64 Heritage Oak Dr., Huntsville, TX 77320; Beach House Rental; Owner; 11/2022; 1 Hour Per Month; 1 During Market Hours; Partner of a Short Term Beach-House Rental

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-07
  • S66 Uniform Combined State Law Examination
    2012-12-07

View on SEC IAPD

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